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Erin Kathleen O'BRien

Ameriprise Financial Services, LLC

Leawood, KS

Olathe, KS

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-17
KS RA APPROVED 2022-11-09
  • TX RA
    APPROVED_RES
    Since 2023-05-17
  • KS RA
    APPROVED
    Since 2022-11-09

Branch Locations

4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States

Olathe, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Overland Park KS 04/2014 09/2016
Wells Fargo Advsiors Financial Network, Llc Overland Park KS 11/2016 09/2020
Waterfront Wealth Inc. Overland Park KS 11/2016 10/2022
Ameriprise Financial Services, Llc Leawood KS 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-01-19
S66 Uniform Combined State Law Examination 2007-06-16
  • S63 Uniform Securities Agent State Law Examination
    2023-01-19
  • S66 Uniform Combined State Law Examination
    2007-06-16
Other Names
  • Erin Kathleen O'BRien
  • Erin K Obrien

View on SEC IAPD

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Other Offices

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STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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