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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-15 |
Branch Locations
3000 Schwab Way, Westlake, TX 76262 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | El Cajon | CA | 01/2015 | 04/2017 |
| Bank Of America, N.A. | El Cajon | CA | 01/2015 | 04/2017 |
| Scottrade Inc. | Mission Valley | CA | 05/2017 | 09/2018 |
| Td Ameritrade, Inc. | Mission Valley | CA | 09/2018 | 12/2022 |
| Charles Schwab & Co., Inc. | San Diego | CA | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-23 |
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