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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-06-22 |
| CO | RA | APPROVED | 2026-01-13 |
| TX | RA | APPROVED_RES | 2024-06-25 |
Branch Locations
505 W Platte Ave, Fort Morgan, CO 80701 • United States
617 N Custer, Grand Island, NE 68803 • United States
Grand Island, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Fort Morgan | CO | 11/2009 | 11/2017 |
| Lpl Financial Llc | Fort Morgan | CO | 11/2017 | Present |
| Ica Group Wealth Management, Llc | Fort Morgan | CO | 12/2021 | 06/2024 |
1. 11/29/2017 - American Equity Life - DBA: HARRIS FINANCIAL NETWORK - Investment Related - Non-Variable Insurance - AGENT - 15 Hours During Trading - AGENT INVOLVED WITH SERVICING EXISTING INDEX ANNUITY CONTRACTS THROUGH AMERICAN EQUITY LIFE. 2. 11/29/2017 - HARRIS FINANCIAL NETWORK - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - AGENT - AGENT INVOLVED WITH SERVICING EXISTING INDEX ANNUITY CONTRACTS THROUGH AMERICAN EQUITY LIFE. 3. 01/19/2018 - Axford Senior Marketing and Premier Companies - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date 12/01/2017 - 20 Hours Per Month/20 Hours During Securities Trading - Life, Health, Long-term Care, Fixed Annuities. 4. 11/30/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/29/2017. 5. 9/24/2020 - ICA Group Holding Co., LLC - Investment Related - 2000 S. Colorado Blvd., Annex Building Ste. 200, Denver, CO 80222 - Business Entity For Tax/Investment Purposes Only - Started 09/01/2020 - Time Spent 1%. 6. 10/05/2021 - Harris Financial Network - DBA: HFN - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/30/2021 - 120 Hours Per Month/120 Hours During Securities Trading. 7. 07/18/2022 - Horizon Financial Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/15/2022 - 40 Hours Per Month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-01-09 |
| S65 | Uniform Investment Adviser Law Examination | 2008-02-12 |
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