Catherine Walker Stewart

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2014-06-03
TX	RA	APPROVED	2014-06-03

NC RA
APPROVED

Since 2014-06-03
TX RA
APPROVED

Since 2014-06-03

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	07/2012	Present

07/2012 → Present

The Vanguard Group, Inc.

Charlotte, NC

Previous Registrations

2008-12-08 → 2012-07-27

Ameriprise Financial Services, Llc

Miami, FL

Gainesville, FL

Boca Raton, FL

Miami, FL

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: POA for husband INVESTMENT-RELATED: ADDRESS: Belmont, NC START DATE: 04/2019 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: Co-Trustee for Mothers Revocable Trust INVESTMENT-RELATED ADDRESS (City/State): Belmont, NC START DATE: 05/2022 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-23

S66 Uniform Combined State Law Examination

2007-06-23

Designations

Certified Financial Planner

Other Names

Cat Walker
Catherine Yvonne Walker

View on SEC IAPD