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James R Loynes

Morgan Stanley

Newport Beach, CA

Venice, CA

CRD 5216694

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-03
TX RA APPROVED 2023-03-31
  • CA RA
    APPROVED
    Since 2023-04-03
  • TX RA
    APPROVED
    Since 2023-03-31

Branch Locations

800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States

Venice, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New Port Beach CA 01/2012 03/2023
Morgan Stanley Smith Barney Llc Newport Beach CA 03/2023 Present
Morgan Stanley Private Bank, N.A New York NY 04/2023 Present
  • 01/2012 → 03/2023
    Ubs Financial Services Inc.
    New Port Beach, CA
  • 03/2023 → Present
    Morgan Stanley Smith Barney Llc
    Newport Beach, CA
  • 04/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-30
  • S66 Uniform Combined State Law Examination
    2006-11-30

View on SEC IAPD

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