Shawn David Sessions

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Newport Beach, CA
• 11/2016 → 01/2020
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 01/2020 → Present
  Morgan Stanley Smith Barney Llc
  Irvine, CA
• 02/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2013-08-15 → 2020-01-23
  Wells Fargo Clearing Services, Llc
  San Clemente, CA
  Irvine, CA
  Irvine, CA
  San Clemente, CA
  Anaheim, CA
• 2009-10-23 → 2013-08-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Irvine, CA
  Costa Mesa, CA
  Santa Ana, CA
  Newport Beach, CA
  Laguna Niguel, CA
• 2007-10-23 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Newport Beach, CA
  Costa Mesa, CA

Other Businesses

TBD, LLC; NOT INVESTMENT RELATED; ALISO VIEJO,CA; 100% OWNERSHIP; START DATE 04/01/2019; NUMBER OF HOURS PER MONTH 0.5; NUMBER OF HOURS DURING TRADING 0; OWN AND RENT PROPERTY. *392153-STERLINGROCK CAPITAL; Investment related Yes; HELENA, Montana; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 5; Administrative *628258- Rental Property; Investment related: Yes; Riverrton, Utah; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2025; During business hours: 1; After business hours: 1; Property Management

Exams

• S66 Uniform Combined State Law Examination
  2007-10-22