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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-03-24 |
| TX | RA | APPROVED | 2022-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Charlotte | NC | 03/2022 | Present |
| Vanguard Advisers, Inc | Charlotte | NC | 03/2022 | Present |
| The Department Of The Navy | Washington | DC | 07/2017 | 09/2017 |
| Usaa | Tampa | FL | 02/2015 | 04/2021 |
| Fisher Investments | Tampa | FL | 05/2021 | 12/2021 |
| The Vanguard Group, Inc. | Charlotte | NC | 03/2022 | Present |
| Suncoast Credit Union | Tampa | FL | 01/2022 | 02/2022 |
| Ups | Tampa | FL | 12/2021 | 01/2022 |
NAME OF BUSINESS: Insurance License INVESTMENT RELATED ADDRESS (City/State): Land O Lakes, FL NATURE OF BUSINESS: Insurance POSITION: N/A START DATE: 2/2015 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Maintain only
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-18 |
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