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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2019-05-17
FL RA APPROVED 2006-10-16
  • SC RA
    APPROVED
    Since 2019-05-17
  • FL RA
    APPROVED
    Since 2006-10-16

Branch Locations

2189 Cleveland St Ste 205, Clearwater, FL 33765 • United States

Clearwater, FL • United States

Clearwater, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tampa FL 09/2006 03/2020
Ameriprise Financial Services, Llc Clearwater FL 03/2020 Present
Other Businesses

Business Ownership; GRKG; Owner; Retail; 1620 Long Bow Ln, , Clearwater, FL, 33764; Not Investment-Related; 08/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours. Other Business Activities; sublease to ampf advisor; sublease some office space to another ameriprise advisor; 2189 Cleveland St Ste 205, , Clearwater, FL, 33765; Not Investment-Related; 10/07/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-12
  • S66 Uniform Combined State Law Examination
    2006-10-12
Other Names
  • Joseph Robert Shankowitz
  • Joseph Shankwitz

View on SEC IAPD

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