Eric William Cooper

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Winther And Company
  Simi Valley, CA
• 08/2009 → 03/2023
  Avantax Investment Services, Inc.
  Simi Valley, CA
• 02/2013 → 09/2025
  Avantax Advisory Services
  Smi Valley, CA
• 11/2009 → 09/2025
  Avantax Insurance Agency, Llc
  Simi Valley, CA
• 06/2023 → 09/2025
  Avantax Investment Services Inc.
  Simi Valley, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-02-21 → 2025-09-05
  Avantax Advisory Services
  Simi Valley, CA

Other Businesses

1) WINTHER & CO 3325 COCHRAN ST ~SUITE 106~SIMI VALLEY~CA~93063~TAX PREPARATION/ACCOUNTING~SALES ASSOCIATE/EXECUTIVE~2/2008~120HRS~0HRS~PROVIDE FINANCIAL SERVICES TO CLIENTS 2) AVANTAX INSURANCE AGENCYSM AND AVANTAX INSURANCE SERVICESSM POSITION: Insurance Agen NATURE: Meetings with clients and discuss insurance options. INVESTMENT RELATED: Yes NUMBER OF HOURS: 176 SECURITIES TRADING HOURS: 130 START DATE: 11/03/2021 ADDRESS: 1871 Tapo St, Simi Valley CA 93063, DESCRIPTION: Responsibilities in regard to insurance, I provide clients with Insurance options upon request or while planning financial future. Keeping in mind the client's goals.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-02-11
• S63 Uniform Securities Agent State Law Examination
  2008-05-12

Other Names

• Eric Cooper