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Karinthia R Mittal

J.P. Morgan Securities LLC

Houston, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-01
  • TX RA
    APPROVED
    Since 2026-04-01

Branch Locations

712 Main St 5Th Floor - South, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank (Tx) Houston TX 08/2021 Present
J.P. Morgan Securities Llc Houston TX 03/2023 Present
Regions Sugar Land TX 10/2020 08/2021
Wells Fargo Houston TX 02/2020 10/2020
Jp Morgan Chase Bank, N.A. Houston TX 09/2006 02/2020
  • 08/2021 → Present
    Jpmorgan Chase Bank (Tx)
    Houston, TX
  • 03/2023 → Present
    J.P. Morgan Securities Llc
    Houston, TX
  • 10/2020 → 08/2021
    Regions
    Sugar Land, TX
  • 02/2020 → 10/2020
    Wells Fargo
    Houston, TX
  • 09/2006 → 02/2020
    Jp Morgan Chase Bank, N.A.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-31
S63 Uniform Securities Agent State Law Examination 2023-06-13
  • S66 Uniform Combined State Law Examination
    2026-03-31
  • S63 Uniform Securities Agent State Law Examination
    2023-06-13
Other Names
  • Karinthia Arevalo Rodriguez
  • Karinthia R Mittal
  • Karinthia Rodriguez Saenz
  • Karinthia R Rodriguez
  • Karinthia Rodriguez Mittal
  • Karinthia A Rodriguez
  • Karinthia R Saenz

View on SEC IAPD

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