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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-09-11 |
| TX | RA | APPROVED_RES | 2023-09-08 |
Branch Locations
6515 Longshore Loop Ste 200, Dublin, OH 43017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Hilliard | OH | 10/2012 | 09/2023 |
| Wells Fargo Clearing Services, Llc | Dublin | OH | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-11-17 |
| S65 | Uniform Investment Adviser Law Examination | 2011-10-18 |
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