Nicole Lynn Becker

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2010-02-25 → 2011-03-16
  Chase Investment Services Corp.
  Ft. Worth, TX
• 2006-12-19 → 2009-07-20
  Equitable Advisors, Llc
  Fort Worth, TX

Other Businesses

INSURANCE POSITION: AGENT NATURE: SELLING INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 8 START DATE: 01/07/2013 ADDRESS: 3108 W 5TH ST, FORT WORTH TX 76107 DESCRIPTION: SELLING LIFE INSURANCE, ANNUITIES, LTC AND OTHER INSURANCE PRODUCTS REDWOOD FINANCIAL, Is Investment Related, DBA, Financial Professional 01/11/2013,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams

• S66 Uniform Combined State Law Examination
  2006-12-18

Other Names

• Nikki Lyn Tacker
• Nicole Lyn Tacker
• Nikki Lynn Tacker
• Nicole Lynn Tacker