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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED_RES | 2025-08-19 |
| NY | RA | APPROVED | 2021-05-25 |
Branch Locations
58 South Service Road Suite 305, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S Securities, Inc. | Bridgeport | CT | 02/2014 | 04/2019 |
| People's United Advisors, Inc | Bridgeport | CT | 05/2018 | 04/2019 |
| Tiaa | Melville | NY | 04/2019 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Melville | NY | 04/2019 | Present |
MERRICK BELLMORE LITTLE LEAGUE POSITION: Director NATURE: Kids baseball/softball not for profit little league. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: P.O. Box 435, Merrick NY 11566, United States DESCRIPTION: I will help run league's activities such as: directing various league divisions, assisting coaches with team and game management, maintaining the fields, and running kids clinics.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-19 |
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