Best Investors Account Sign in
Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • SD RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

509 S Douglas Hwy, Gillette, WY 82716 • United States

645 Mountain View Rd, Rapid City, SD 57702 • United States

701 Saint Joseph St, Rapid City, SD 57701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services St. Cloud MN 12/2006 11/2016
First Interstate Bank Sturgis SD 09/2009 11/2016
Cetera Investment Advisers Llc Sturgis SD 01/2014 11/2016
Lpl Financial, Llc Sturgis SD 11/2016 07/2019
U.S. Bancorp Investments, Inc. Rapid City SD 07/2019 02/2026
U.S. Bancorp Advisors, Llc Rapid City SD 02/2026 Present
Previous Registrations
  • 2019-07-31 → 2026-02-13
    Saint Paul, MN
    Pierre, SD
    Rapid City, SD
    Rapid City, SD
    Gillette, WY
  • 2016-12-01 → 2019-07-18
    Sturgis, SD
    Sturgis, SD
    Salt Lake City, UT
    Spearfish, SD
    Deadwood, SD
    Lead, SD
    Spearfish, SD
    Belle Fourche, SD
  • 2014-01-21 → 2016-11-29
    Sturgis, SD
  • 2006-12-08 → 2014-01-21
    Cetera Investment Services Llc
    Sturgis, SD
    Laramie, WY
    Laramie, WY
  • 2006-01-03 → 2006-12-15
    Fintegra, Llc
    Laramie, WY
    Laramie, WY
Other Businesses

1) Sturgis Economic Development Corporation; Not Investment-Related; Sturgis, SD; Not for profit economic development; Vice Chair; 2018; 02 hours/month; 0 hours/trading; Member of board elected by the membership. As Vice Chair, run the meeting in absence of Chair person. 2) Grace Lutheran Church; Not Investment-related; Sturgis, SD; Religious; Committee Member of the Endowment Committee; 06/2021; 0 hours/month; 0 hours/trading; Once per year, meet to determine income availability and review applications for awards from the Endowment Fund. 3) Monument Health - Network Board; Not Investment-related; Sturgis, SD; Hospital; Volunteer Board Member; Board Member; 09/2023; 0.25 hours/month; 0 hours/trading; Attend bi-monthly board meetings. Represent the community of Sturgis on the board. 4) Sturgis Strategic Housing Trust Fund Advisory Board - BH Area Community Foundation; Not investment-related; Sturgis, SD; Advisory Board; Board Member; 07/2024; 1 hours/month; 0 hours/trading; Review applications for housing projects, make recommendations to BHACF. 5) Black Hills Area Community Foundation; Not investment-related; Rapid City, SD; Non profit; Board member; 01/2025; 1 hour/month; 0 hours/trading; Board member, help create direction for staff and vote on decisions at the board level like grant decisions, programming, etc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-03
S63 Uniform Securities Agent State Law Examination 2000-07-21
  • S65 Uniform Investment Adviser Law Examination
    2004-12-03
  • S63 Uniform Securities Agent State Law Examination
    2000-07-21
Other Names
  • J.D. Williams
  • Jd Williams

View on SEC IAPD

More in Gillette, WY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor