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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
509 S Douglas Hwy, Gillette, WY 82716 • United States
645 Mountain View Rd, Rapid City, SD 57702 • United States
701 Saint Joseph St, Rapid City, SD 57701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | St. Cloud | MN | 12/2006 | 11/2016 |
| First Interstate Bank | Sturgis | SD | 09/2009 | 11/2016 |
| Cetera Investment Advisers Llc | Sturgis | SD | 01/2014 | 11/2016 |
| Lpl Financial, Llc | Sturgis | SD | 11/2016 | 07/2019 |
| U.S. Bancorp Investments, Inc. | Rapid City | SD | 07/2019 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Rapid City | SD | 02/2026 | Present |
1) Sturgis Economic Development Corporation; Not Investment-Related; Sturgis, SD; Not for profit economic development; Vice Chair; 2018; 02 hours/month; 0 hours/trading; Member of board elected by the membership. As Vice Chair, run the meeting in absence of Chair person. 2) Grace Lutheran Church; Not Investment-related; Sturgis, SD; Religious; Committee Member of the Endowment Committee; 06/2021; 0 hours/month; 0 hours/trading; Once per year, meet to determine income availability and review applications for awards from the Endowment Fund. 3) Monument Health - Network Board; Not Investment-related; Sturgis, SD; Hospital; Volunteer Board Member; Board Member; 09/2023; 0.25 hours/month; 0 hours/trading; Attend bi-monthly board meetings. Represent the community of Sturgis on the board. 4) Sturgis Strategic Housing Trust Fund Advisory Board - BH Area Community Foundation; Not investment-related; Sturgis, SD; Advisory Board; Board Member; 07/2024; 1 hours/month; 0 hours/trading; Review applications for housing projects, make recommendations to BHACF. 5) Black Hills Area Community Foundation; Not investment-related; Rapid City, SD; Non profit; Board member; 01/2025; 1 hour/month; 0 hours/trading; Board member, help create direction for staff and vote on decisions at the board level like grant decisions, programming, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-21 |
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