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Christopher Frediani Geist

Simplicity Wealth

Eden Prairie, MN

Summit, NJ

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Current Employers
Simplicity Wealth

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-05-28
  • MN RA
    APPROVED
    Since 2021-05-28

Branch Locations

6400 Flying Cloud Drive, Eden Prairie, MN 55344 • United States

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Income Advisors Eden Prairie MN 04/2012 Present
Financial & Tax Architects, Inc. St Louis MO 03/2019 05/2019
Simplicity Wealth, Llc Summit NJ 05/2021 Present
  • 04/2012 → Present
    First Income Advisors
    Eden Prairie, MN
  • 03/2019 → 05/2019
    Financial & Tax Architects, Inc.
    St Louis, MO
  • 05/2021 → Present
    Simplicity Wealth, Llc
    Summit, NJ
Previous Registrations
Other Businesses

First Income Advisors; Investment-related; 6400 Flying Cloud Drive, Eden Prairie, MN 55344; Insurance Marketing Organization; Insurance Agent; 11/2012; Approx. 160 hours/month; Approx. 80 hours/month during trading hours; Managing consultants, recruiting advisors, managing relationships with carriers, special projects, marketing, etc. Christopher Frediani Geist; Investment-related; 6400 Flying Cloud Drive, Eden Prairie, MN 55344; Insurance Marketing Organization; Licensed independent Insurance Agent; 11/2012; Approx. 160 hours/month; Approx. 80 hours/month during trading hours; Managing consultants, recruiting advisors, managing relationships with carriers, special projects, marketing, etc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-27
S63 Uniform Securities Agent State Law Examination 2006-10-17
  • S65 Uniform Investment Adviser Law Examination
    2018-06-27
  • S63 Uniform Securities Agent State Law Examination
    2006-10-17
Other Names
  • Chris Geist
  • Christopher Geist

View on SEC IAPD

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