John Henry Kay

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-17
NY	RA	APPROVED	2021-03-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	New York	NY	06/2009	06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/2017	03/2021
Bank Of America, N.A.	New York	NY	06/2017	02/2021
Lpl Financial, Llc	Flushing	NY	03/2021	Present

06/2009 → 06/2017

Morgan Stanley

New York, NY
06/2017 → 03/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
06/2017 → 02/2021

Bank Of America, N.A.

New York, NY
03/2021 → Present

Lpl Financial, Llc

Flushing, NY

2017-06-08 → 2021-03-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
2010-12-22 → 2017-06-06

Morgan Stanley

New York, NY

1) 3/2021 - DBA for LPL Business (entity for LPL business) - KS WEALTH ADVISORS - Investment Related - 100% - Flushing, NY 11358

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-12-21
S63	Uniform Securities Agent State Law Examination	2006-12-16