Carl Mchenry Thomas

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-01-28
TX	RA	APPROVED	2020-01-10
KY	RA	APPROVED	2019-10-18

FL RA
APPROVED

Since 2021-01-28
TX RA
APPROVED

Since 2020-01-10
KY RA
APPROVED

Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hilliard Lyons	Louisville	KY	08/2006	Present
J.J.B. Hilliard, W.L. Lyons, Llc	Louisville	KY	04/2016	09/2017
Jjb Hilliard Wl Lyons Llc	Louisville	KY	09/2017	Present
Robert W. Baird & Co. Incorporated	Louisville	KY	10/2019	Present

08/2006 → Present

Hilliard Lyons

Louisville, KY
04/2016 → 09/2017

J.J.B. Hilliard, W.L. Lyons, Llc

Louisville, KY
09/2017 → Present

Jjb Hilliard Wl Lyons Llc

Louisville, KY
10/2019 → Present

Robert W. Baird & Co. Incorporated

Louisville, KY

Previous Registrations

2008-02-26 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Louisville, KY

Louisville, KY

Louisville, KY

Louisville, KY

Other Businesses

McHenry Properties 148 Westwind Road Louisville KY 40207 Start date: 2019 Hours spent: Less than 1 hour/month Hours spent during trading hours: Less than 1/month Role/Responsibility: None: Holds the family farm in Louisiana Non Investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-25

S66 Uniform Combined State Law Examination

2008-02-25

Designations

Other Names

Carl Mchenry Thomas
Mac Thomas

View on SEC IAPD