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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-06-06
NV RA APPROVED 2025-02-10
AZ RA APPROVED 2023-11-03
CA RA APPROVED 2022-10-10
  • OR RA
    APPROVED
    Since 2025-06-06
  • NV RA
    APPROVED
    Since 2025-02-10
  • AZ RA
    APPROVED
    Since 2023-11-03
  • CA RA
    APPROVED
    Since 2022-10-10

Branch Locations

444 E Huntington Dr Ste 217, Arcadia, CA 91006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oaktree Capital Management, L.P. Los Angeles CA 05/2012 07/2019
Ocm Investments, Llc Los Angeles CA 03/2018 07/2019
Kaine Real Estate Llc San Gabriel CA 07/2019 08/2022
State Farm Insurance San Gabriel CA 08/2022 03/2023
State Farm Vp Management Corp San Gabriel CA 08/2022 03/2023
State Farm Investment Management Corp San Gabriel CA 10/2022 03/2023
Dustin Tsu Insurance Agency Arcadia CA 04/2023 Present
State Farm Investment Management Corp Arcadia CA 04/2023 Present
State Farm Vp Management Corp Arcadia CO 04/2023 Present
  • 05/2012 → 07/2019
    Oaktree Capital Management, L.P.
    Los Angeles, CA
  • 03/2018 → 07/2019
    Ocm Investments, Llc
    Los Angeles, CA
  • 07/2019 → 08/2022
    Kaine Real Estate Llc
    San Gabriel, CA
  • 08/2022 → 03/2023
    State Farm Insurance
    San Gabriel, CA
  • 08/2022 → 03/2023
    State Farm Vp Management Corp
    San Gabriel, CA
  • 10/2022 → 03/2023
    San Gabriel, CA
  • 04/2023 → Present
    Dustin Tsu Insurance Agency
    Arcadia, CA
  • 04/2023 → Present
    Arcadia, CA
  • 04/2023 → Present
    State Farm Vp Management Corp
    Arcadia, CO
Other Businesses

1) Dustin Tsu's Insurance Agency; Investment-related; 444 E Huntington Dr Ste 217 Arcadia, CA 91006; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 4/1/2023; 80; 80; Service customers and supervise employees 2) Kaine Real Estate LLC; Non-Investment-Related; 8550 Larkdale Rd., San Gabriel, CA 91775; Investment or Commercial Property; Owner; 1/1/2019; 3, 0; Residential leases.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-16
S63 Uniform Securities Agent State Law Examination 2022-09-02
  • S65 Uniform Investment Adviser Law Examination
    2022-09-16
  • S63 Uniform Securities Agent State Law Examination
    2022-09-02
Other Names
  • Dustin Tsu

View on SEC IAPD

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