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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-22
FL RA APPROVED 2025-08-07
  • TX RA
    APPROVED
    Since 2025-08-22
  • FL RA
    APPROVED
    Since 2025-08-07

Branch Locations

1819 Main St, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Sarasota FL 09/2023 07/2025
Suntrust Atlanta GA 04/2017 11/2018
Eastern Bank Boston MA 12/2018 11/2022
Crews Bank & Trust Sarasota FL 10/2022 06/2023
Unemployed Atlanta GA 07/2016 04/2017
Unemployed Sarasota FL 07/2023 09/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 07/2025 Present
Bank Of America, N.A. Sarasota FL 08/2025 Present
  • 09/2023 → 07/2025
    Sarasota, FL
  • 04/2017 → 11/2018
    Suntrust
    Atlanta, GA
  • 12/2018 → 11/2022
    Eastern Bank
    Boston, MA
  • 10/2022 → 06/2023
    Crews Bank & Trust
    Sarasota, FL
  • 07/2016 → 04/2017
    Unemployed
    Atlanta, GA
  • 07/2023 → 09/2023
    Unemployed
    Sarasota, FL
  • 07/2025 → Present
    Sarasota, FL
  • 08/2025 → Present
    Bank Of America, N.A.
    Sarasota, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-22
S63 Uniform Securities Agent State Law Examination 2007-11-20
  • S66 Uniform Combined State Law Examination
    2024-02-22
  • S63 Uniform Securities Agent State Law Examination
    2007-11-20

View on SEC IAPD

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