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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 08/2010 | 10/2019 |
| Pruco Securities, Llc. | Sioux Falls | SD | 10/2019 | 02/2024 |
| Prudential Insurance Company Of America | Sioux Falls | SD | 10/2019 | 02/2024 |
| Osaic Wealth Inc | Sioux Falls | SD | 02/2024 | Present |
1. SIOUX FALLS CATHOLIC SCHOOLS FOUNDATION POSITION: Member NATURE: 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/14/2018 ADDRESS: 3100 W 41st St, Sioux Falls SD 57105, United States DESCRIPTION: We help ensure the foundation meets their goals of increased scholarships available for students and increased salaries for teachers. 2. JBR LLC POSITION: Manager NATURE: Real Estate Development Rental and Leasing. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2017 ADDRESS: 8800 W Lakeside Dr, Sioux Falls SD 57107, United States DESCRIPTION: Pay Bills, Negotiate Farm Rents, Mow, Building Improvement Projects. 3. MEADOWLAND FINANCIAL GROUP LLC POSITION: Managing Partner NATURE: Financial Planning practice custodied at Osaic Wealth Inc. We provide financial planning, investment management, and risk management services for our clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 10/14/2019 ADDRESS: 7505 South Louise Ave, Sioux Falls SD 57108, United States DESCRIPTION: We provide financial planning, investment management, and risk management services for our clients. 4. WOLF CREEK CAPITAL LLC POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2024 ADDRESS: 8800 W Lakeside Dr, Sioux Falls SD 57107, United States DESCRIPTION: Manage Family Office S-Corporation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-29 |
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