Erika Leigh Zessin

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2023-06-07
NE	RA	APPROVED	2019-01-23
TX	RA	APPROVED_RES	2019-01-23
CO	RA	APPROVED	2009-03-27

AL RA
APPROVED

Since 2023-06-07
NE RA
APPROVED

Since 2019-01-23
TX RA
APPROVED_RES

Since 2019-01-23
CO RA
APPROVED

Since 2009-03-27

Branch Locations

Abbeville, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldberg Investment Advisors	Wheat Ridge	CO	04/2004	Present
Royal Alliance Associates	Wheat Ridge	CO	09/2006	08/2023
Royal Alliance	Greenwood Village	CO	01/2019	08/2023
Goldberg Zessin Investments	Greenwood Village	CO	01/2019	Present
Osaic Wealth, Inc	Wheat Ridge	CO	08/2023	Present
Osaic Wealth, Inc	Greenwood Village	CO	08/2023	Present

04/2004 → Present

Goldberg Investment Advisors

Wheat Ridge, CO
09/2006 → 08/2023

Royal Alliance Associates

Wheat Ridge, CO
01/2019 → 08/2023

Royal Alliance

Greenwood Village, CO
01/2019 → Present

Goldberg Zessin Investments

Greenwood Village, CO
08/2023 → Present

Osaic Wealth, Inc

Wheat Ridge, CO
08/2023 → Present

Osaic Wealth, Inc

Greenwood Village, CO

Other Businesses

1. CORPORATE INVESTMENT ADVISORY OSAIC WEALTH, INVESTMENT RELATED, 655 CALHOUN DR, Abbeville AL 36310, ADVISOR, 4/5/2004, 160, 120, ADMINISTRATION FOR WARREN GOLDBERG. 2 GOLDBERG ZESSIN INVESTMENTS POSITION: Managing Partner NATURE: Partnership between Royal Alliance Representative Daniel Goldberg INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 01/01/2019 ADDRESS: 655 CALHOUN DR, Abbeville AL 36310, United States DESCRIPTION: Activities include referral to Autumn Accounting tax preparation and bookkeeping services and insurance sales 3. ERIKA ZESSIN POSITION: Independent Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2019 ADDRESS: 655 CALHOUN DR, Abbeville AL 36310, United States DESCRIPTION: Term and UL and Long Term.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-18

S66 Uniform Combined State Law Examination

2007-04-18

Other Names

Erika Leigh Vanzandt

View on SEC IAPD