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Daniel John Robinson

Principal Securities, Inc.

San Jose, CA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-25
CA RA APPROVED 2008-09-16
  • TX RA
    APPROVED
    Since 2022-03-25
  • CA RA
    APPROVED
    Since 2008-09-16

Branch Locations

101 Metro Dr Ste 375, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities San Jose CA 09/2006 Present
Prinicpal Life Insurance San Jose CA 09/2006 Present
  • 09/2006 → Present
    Principal Securities
    San Jose, CA
  • 09/2006 → Present
    Prinicpal Life Insurance
    San Jose, CA
Other Businesses

***Fixed Insurance, Life, DI, Annuities, Group Life, Dental, Health, 09/12/16.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-15
S63 Uniform Securities Agent State Law Examination 2006-10-03
  • S65 Uniform Investment Adviser Law Examination
    2008-09-15
  • S63 Uniform Securities Agent State Law Examination
    2006-10-03
Designations

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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