Joel Smith

Employer firm

Joel Smith & Associates, LLC CRD 139972

$18.7M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Joel Smith & Associates, Llc
  Atlanta, GA
• 06/2006 → Present
  Purshe Kaplan Sterling Investments
  Atlanta, GA

Previous Registrations

• 2005-10-07 → 2006-07-11
  Longview Wealth Management
  Atlanta, GA
• 2003-02-26 → 2006-07-03
  Cetera Wealth Services, Llc
  Atlanta, GA
  Atlanta, GA
• 2003-04-30 → 2005-10-07
  Financial Network Corp
  Atlanta, GA

Other Businesses

1. JOEL SMITH & ASSOCIATES, LLC. THIS IS AN INVESTMENT RELATED BUSINESS. 3350 RIVERWOOD PARKWAY, SE, SUITE 1900, ATLANTA GA 30339. THIS IS A REGISTERED INVESTMENT ADVISOR COMPANY. I AM PRINCIPAL/CEO AND OWNER. THIS FIRST FISCAL YEAR START DATE IS JANUARY 1, 2006. 2. FBI GEORGIA LAW ENFORCEMENT EXECUTIVE DEVELOPMENT SEMINAR; NOT INVESTMENT RELATED; 184 JACK RABBIT DR #2036 WALESKA, GA 30183; TRAINING LAW ENFORCEMENT EXECUTIVES; DIRECTOR; START DATE: 1/2013; APPROX 2 HRS/MO; TAKE NOTES, BE SURE MEETING CONDUCTED ACCORDING TO BY-LAWS, HELP TRACK AND AUDIT FINANCES, NO COMPENSATION OR INVESTMENT SELECTION 3. EUHARLEE POLICE DEPARTMENT; NOT INVESTMENT RELATED; 12/2017; 24 HOURS/MONTH; 0 HOURS DURING SECURITIES HOURS; ASSIST POLICE DEPARTMENT PRIMARILY ON WEEKENDS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-09-14

Other Names

• Joel Perry Smith
• Joel Perry Smith