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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-06-29 |
| OH | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
| PA | RA | APPROVED | 2017-10-09 |
Branch Locations
5 Kacey Ct Suite 101, Mechanicsburg, PA 17055 • United States
Mechanicsburg, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bar Financial, Llc | Mechanicsburg | PA | 03/2006 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 09/2016 | Present |
| Twenty Italians Ls | Camp Hill | PA | 10/2015 | 12/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2017 | Present |
| Bar Financial By Cetera | El Segundo | CA | 02/2026 | Present |
1) NAME OF OTHER BUSINESS: BAR FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/03/2010; POSITION/TITLE/RELATIONSHIP: SALES MANAGER/COMPLIANCE OFFICER; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS/COMPLIANCE OFFICER; 2. NAME OF OTHER BUSINESS: CUMBERLAND VALLEY UMPIRES ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RECREATIONAL BASEBALL; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: UMPIRE; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: UMPIRE BASEBALL GAMES; 3. NAME OF OTHER BUSINESS: PIAA BASEBALL OFFICIAL; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: SCHOLASTIC BASEBALL; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: UMPIRE/OFFICIAL; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: UMPIRE VARIOUS GAMES WITHIN THE MID PENN CONFERENCE OF THE PIAA; 4. NAME OF OTHER BUSINESS: BAR FINANCIAL BY CETERA; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 8, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-09 |
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