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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-06-29
OH RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
PA RA APPROVED 2017-10-09
  • NM RA
    APPROVED
    Since 2023-06-29
  • OH RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • PA RA
    APPROVED
    Since 2017-10-09

Branch Locations

5 Kacey Ct Suite 101, Mechanicsburg, PA 17055 • United States

Mechanicsburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bar Financial, Llc Mechanicsburg PA 03/2006 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Services Llc St Cloud MN 09/2016 Present
Twenty Italians Ls Camp Hill PA 10/2015 12/2020
Cetera Investment Advisers Llc Schaumburg IL 10/2017 Present
Bar Financial By Cetera El Segundo CA 02/2026 Present
  • 03/2006 → Present
    Bar Financial, Llc
    Mechanicsburg, PA
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2016 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2015 → 12/2020
    Twenty Italians Ls
    Camp Hill, PA
  • 10/2017 → Present
    Schaumburg, IL
  • 02/2026 → Present
    Bar Financial By Cetera
    El Segundo, CA
Previous Registrations
Other Businesses

1) NAME OF OTHER BUSINESS: BAR FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/03/2010; POSITION/TITLE/RELATIONSHIP: SALES MANAGER/COMPLIANCE OFFICER; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS/COMPLIANCE OFFICER; 2. NAME OF OTHER BUSINESS: CUMBERLAND VALLEY UMPIRES ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RECREATIONAL BASEBALL; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: UMPIRE; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: UMPIRE BASEBALL GAMES; 3. NAME OF OTHER BUSINESS: PIAA BASEBALL OFFICIAL; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: SCHOLASTIC BASEBALL; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: UMPIRE/OFFICIAL; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: UMPIRE VARIOUS GAMES WITHIN THE MID PENN CONFERENCE OF THE PIAA; 4. NAME OF OTHER BUSINESS: BAR FINANCIAL BY CETERA; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 8, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-17
S63 Uniform Securities Agent State Law Examination 2007-08-09
  • S66 Uniform Combined State Law Examination
    2011-10-17
  • S63 Uniform Securities Agent State Law Examination
    2007-08-09
Other Names
  • Adam Tarantino

View on SEC IAPD

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