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Monica Moose

Ausdal Financial Partners, Inc.

Davenport, IA

Saint Charles, IL

CRD 5213978

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Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-01
  • IL RA
    APPROVED
    Since 2025-10-01

Branch Locations

5187 Utica Ridge Road, Davenport, IA 52807 • United States

Saint Charles, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Krm Financial Saint Charles IL 08/2006 09/2025
Ausdal Financial Partners, Inc Davenport IA 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-05
  • S66 Uniform Combined State Law Examination
    2016-04-05
Other Names
  • Monica J Michalski
  • Monica J Moose

View on SEC IAPD

Nearby Firms

ROBERT W. BAIRD & CO. INCORPORATED
EDWARD JONES
MATHESON & ROCK WEALTH MANAGEMENT, LLC

Nearby Investors

BRENT WILLIAM MCCORMICK
CHAD EDWARD LEWIS
ANDREW JOHN TRASOWECH

Nearby Offices

ROBERT W. BAIRD & CO. INCORPORATED · Quad Cities, IA
EDWARD JONES · Davenport, IA
MATHESON & ROCK WEALTH MANAGEMENT, LLC · DAVENPORT, IA

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