Heather Leigh Brittain

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Ubs Financial Services Inc.
  Bellevue, WA

Previous Registrations

• 2008-09-11 → 2011-08-23
  Forward Management, Llc
  Seattle, WA
• 2007-06-25 → 2008-09-03
  Accessor Capital Management Lp
  Seattle, WA
• 2006-12-14 → 2007-03-02
  Waddell & Reed
  Bellevue, WA

Exams

• S66 Uniform Combined State Law Examination
  2006-12-13