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29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-26 |
| LA | RA | APPROVED | 2011-01-12 |
Branch Locations
29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
910 Pierremont Road Suite 410, Shreveport, LA 71106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2011 | Present |
| Retirement Plan Advisors, Llc | Chicago | IL | 01/2011 | Present |
1. DELPHIN FINANCIAL SERVICES INC, SHREVEPORT, LA, 3/2007 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/WK - 1/TRADING. 2. RETIREMENT PLAN ADVISORS, 910 PIERREMONT RD, STE 410, SHREVEPORT, LA, 1/2011 AS ADVISORY REP OF A RIA. INV REL - 15/WK - 10/TRADING. 3. RETIREMENT PLAN ADVISORS HOLDINGS, INC., 29 E. Madison St., Suite 500, Chicago IL 60602, 04/01/2024, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-13 |
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