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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-04-22
  • OH RA
    APPROVED
    Since 2024-04-22

Branch Locations

Youngstown, OH • United States

Struthers, OH • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hbks Wealth Advisors Canfield OH 08/2015 01/2023
Purshe Kaplan Sterling Investments Albany NY 08/2015 01/2023
Hbk Sorce Insurance Llc Canfield OH 08/2015 01/2023
Purshe Kaplan Sterling Investments Albany NY 09/2015 01/2023
Ameriprise Financial Minneapolis MN 01/2023 12/2023
Empower Advisory Group, Llc Greenwood Village CO 04/2024 Present
Empower Financial Services, Inc Greenwood Village CO 04/2024 Present
Not Employed Struthers OH 12/2023 04/2024
  • 08/2015 → 01/2023
    Canfield, OH
  • 08/2015 → 01/2023
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 08/2015 → 01/2023
    Hbk Sorce Insurance Llc
    Canfield, OH
  • 09/2015 → 01/2023
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 01/2023 → 12/2023
    Ameriprise Financial
    Minneapolis, MN
  • 04/2024 → Present
    Greenwood Village, CO
  • 04/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 12/2023 → 04/2024
    Not Employed
    Struthers, OH
Previous Registrations
Other Businesses

the name of the other business: MAC Collective Holdings, LLC whether the business is investment-related; Yes the address of the other business; 45 Lakeshore Dr. Struthers, OH 44471 the nature of the other business; holding company for real estate investments. Currently no holdings your position; Owner title, or relationship with the other business; Owner the start date of your relationship; 11/1/2023 the approximate number of hours/month you devote to the other business; 5-10 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; buy and sell investment real estate properties the name of the other business; MAC New Horizons, LLC - whether the business is investment-related; yes the address of the other business; 45 Lakeshore Dr. Struthers, OH 44471 the nature of the other business; operating company for real estate investments your position; owner title, or relationship with the other business; owner the start date of your relationship; 11/14/2023 the approximate number of hours/month you devote to the other business; 5-10 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; buy and sell investment real estate properties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-13
  • S66 Uniform Combined State Law Examination
    2007-12-13
Other Names
  • Melissa Ann Conti
  • Melissa Ann Conti
  • Melissa Ann Conti
  • Melissa A Conti
  • Melissa A Cox

View on SEC IAPD

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