Dustin James Smith

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Self Employed Musician
  Minneapolis, MN
• 05/2011 → 06/2025
  Lpl Financial Llc
  Plymouth, MN
• 05/2011 → Present
  Wealth Enhancement Advisory Services
  Plymouth, MN
• 05/2011 → Present
  Wealth Enhancement Group
  Plymouth, MN
• 06/2011 → Present
  Wealth Enhancement Brokerage Services
  Plymouth, MN

Previous Registrations

• 2012-11-01 → 2013-01-10
  Lpl Financial Llc
  Plymouth, MN

Other Businesses

1. 05/20/2011 - Teacher/Instructor - NOT INV REL - 2% TIME SPENT - Teaching CFP courses to CFP candidates one evening per month -none investment related 4k per course 2. 05/20/2011 - Wealth Enhancement Group - Non-Variable Insurance DBA - Agent selling traditional insurance, fixed annuities, disability and LTC 3. 05/20/2011 - Musican - NOT INV REL - Musican-10 to 15 Hours per month multiple venues - 1% TIME SPENT 4. 09/16/2011 - Wealth Enhancement Advisory Services, LLC - INV REL - Registered Investment Advisor - RIA provides asset management and financial planning services 5. 09/08/2015 - Dustin James Holdings L.L.C. - INV REL - 505 N HIGHWAY 169, STE 900 PLYMOUTH, MN 55441 - Business Entity For Tax/Investment Purposes Only - START 05/15/2015 - NO TIME SPENT - Business Entity For tax/investment purposes only

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-07-05
• S66 Uniform Combined State Law Examination
  2006-10-07

Designations

• Certified Financial Planner