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Current Employers
Kiplinger Wealth Advisors

24 Remick Blvd, Springboro, OH 45066-9557 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-09-08
  • OH RA
    APPROVED
    Since 2014-09-08

Branch Locations

24 Remick Blvd, Springboro, OH 45066-9557 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Senior Financial Group Cincinnati OH 01/2000 Present
Securities America, Inc. Springboro OH 09/2014 12/2021
Kiplinger Wealth Advisors Springboro OH 09/2014 Present
Private Client Services Springboro OH 01/2022 Present
  • 01/2000 → Present
    Senior Financial Group
    Cincinnati, OH
  • 09/2014 → 12/2021
    Securities America, Inc.
    Springboro, OH
  • 09/2014 → Present
    Springboro, OH
  • 01/2022 → Present
    Private Client Services
    Springboro, OH
Previous Registrations
  • 2012-10-29 → 2014-09-05
    Germantown, OH
  • 2007-01-03 → 2012-11-09
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Franklin, OH
  • 2005-06-20 → 2007-01-03
    Ffp Advisory Services Inc
    Franklin, OH
  • 2004-06-28 → 2005-06-06
    Questar Capital Corporation
    Cincinnati, OH
  • 2005-01-12 → 2005-06-06
    Questar Asset Management, Inc.
    Cincinnati, OH
  • 2002-03-20 → 2004-05-27
    Sicor Securities Inc
    Cincinnati, OH
Other Businesses

1) NOTARY. 1408 ASHBURY PARK PL, DAYTON, OH 45458. NOTARY SERVICES. 1 HR/MO; 1 DURING TRADING HRS. 2) SENIOR FINANCIAL INSURANCE AGENCY. 1408 ASHBURY PARK PL, DAYTON, OH 45458. INSURANCE AND TAX PLANNING. PRESIDENT, OWNER. 20 HRS/MO; 20 DURING TRADING HRS. 3) PRIVATE CLIENT SERVICES; INVESTMENT RELATED; 2225 LEXINGTON RD., LOUISVILLE, KY 40206; REGISTERED REPRESENTATIVE; SPENDS APPROX. 50 HRS/MONTH AD SAME DURING TRADING HOURS. 4)SENIOR FINANCIAL GROUP, INC. TAX PLANNING CONSULTANT WITH MANY ACCOUNTING FIRMS. CORPORATE TAX PLANNER. 12 HRS/MO; 8 DURING T RADING HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-30
  • S63 Uniform Securities Agent State Law Examination
    2002-01-30

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