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24 Remick Blvd, Springboro, OH 45066-9557 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-09-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Senior Financial Group | Cincinnati | OH | 01/2000 | Present |
| Securities America, Inc. | Springboro | OH | 09/2014 | 12/2021 |
| Kiplinger Wealth Advisors | Springboro | OH | 09/2014 | Present |
| Private Client Services | Springboro | OH | 01/2022 | Present |
1) NOTARY. 1408 ASHBURY PARK PL, DAYTON, OH 45458. NOTARY SERVICES. 1 HR/MO; 1 DURING TRADING HRS. 2) SENIOR FINANCIAL INSURANCE AGENCY. 1408 ASHBURY PARK PL, DAYTON, OH 45458. INSURANCE AND TAX PLANNING. PRESIDENT, OWNER. 20 HRS/MO; 20 DURING TRADING HRS. 3) PRIVATE CLIENT SERVICES; INVESTMENT RELATED; 2225 LEXINGTON RD., LOUISVILLE, KY 40206; REGISTERED REPRESENTATIVE; SPENDS APPROX. 50 HRS/MONTH AD SAME DURING TRADING HOURS. 4)SENIOR FINANCIAL GROUP, INC. TAX PLANNING CONSULTANT WITH MANY ACCOUNTING FIRMS. CORPORATE TAX PLANNER. 12 HRS/MO; 8 DURING T RADING HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-01-30 |
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