Wesley Juan Shields

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 06/2024
  Securities America, Inc.
  Murray, UT
• 08/2008 → 06/2024
  Securities America Advisors, Inc.
  Murray, UT
• 06/2024 → 01/2025
  Osaic Wealth, Inc.
  Murray, UT
• 06/2024 → 01/2025
  Osaic Wealth, Inc.
  Murray, UT
• 01/2025 → Present
  Commonwealth Financial Network
  San Diego, CA
• 01/2025 → Present
  Synergy Financial Advisors
  Murray, UT

Previous Registrations

• 2024-06-14 → 2025-01-21
  Osaic Wealth, Inc.
  Murray, UT
• 2008-08-11 → 2024-06-14
  Securities America Advisors, Inc.
  Midvale, UT
  Murray, UT
• 2007-10-25 → 2008-07-28
  Strategic Advisers Llc
  Salt Lake City, UT

Other Businesses

1. Fixed insurance sales; Located at 746 E. Winchester, Suite 150, Murray, UT 84107, as of 11/08/2024; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Shields Financial Services, Inc.; a private entity established to facilitate securities, advisory, and insurance business; Located in Murray, UT, as of 11/08/2024; 0% of time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, WCM Holding, LLC; an entity created for the purpose of managing commercial real estate in Murray, UT 84107, as of 06/2022; 1% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-19
• S63 Uniform Securities Agent State Law Examination
  2006-12-08

Designations

• Certified Financial Planner

Other Names

• Wesley Shields,
• Wes Shields
• Wesley J Shields