Chad Michael Jones

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-05-20

TX RA
APPROVED

Since 2020-05-20

Branch Locations

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sanford C. Bernstein & Co., Llc	New York	NY	08/2006	05/2020
Ubs Financial Services Inc.	Dallas	TX	05/2020	Present

08/2006 → 05/2020

Sanford C. Bernstein & Co., Llc

New York, NY
05/2020 → Present

Ubs Financial Services Inc.

Dallas, TX

Previous Registrations

2012-02-27 → 2020-05-28

Alliancebernstein L.P.

Dallas, TX

Other Businesses

1. Lakehill Preparatory School, DallasTexasUnited States-75214, Educational Establishment, Education, Volunteer, Middle School Girls Basketball Assistant Coach, Volunteer parent middle school girls basketball coach, Assist coaching middle school girls basketball team, start date-4/3/2025.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-02-24
S63	Uniform Securities Agent State Law Examination	2007-04-27

S65 Uniform Investment Adviser Law Examination

2012-02-24
S63 Uniform Securities Agent State Law Examination

2007-04-27

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews