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Marie Monica Sieber

LPl Financial LLC

Jensen Beach, FL

CRD 4128435

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-17
NJ RA APPROVED 2004-05-21
  • FL RA
    APPROVED
    Since 2022-10-17
  • NJ RA
    APPROVED
    Since 2004-05-21

Branch Locations

Jensen Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Rutherford NJ 05/2004 Present
  • 05/2004 → Present
    Linsco/Private Ledger Corp.
    Rutherford, NJ
Previous Registrations
  • 2004-05-26 → 2006-12-04
    Integra Investment Service, Llc
    Rutherford, NJ
  • 2003-08-15 → 2004-06-08
    Access Wealth
    Clifton, NJ
Other Businesses

1. 11/30/2004 - NON-VARIABLE INSURANCE - SELLING HEALTH INSURANCE THROUGH NAS FINANCIAL SERVICES IN MORRISTOWN, NEW JERSEY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-17
  • S66 Uniform Combined State Law Examination
    2000-03-17
Other Names
  • Mary Sieber

View on SEC IAPD

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