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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| ME | RA | APPROVED | 2024-11-14 |
| NH | RA | APPROVED | 2024-11-14 |
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
1199 Route 3A, Bow, NH 03304 • United States
Acton, ME • United States
6 Dover Point Road Suite B, Dover, NH 03820 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities,Llc | South Portland | ME | 01/2000 | 02/2020 |
| The Prudential Insurance Company Of America | South Portland | ME | 01/2000 | 02/2020 |
| Retired | Acton | ME | 02/2020 | 04/2020 |
| Pruco Securities, Llc | South Portland | ME | 04/2020 | 09/2020 |
| The Prudential Insurance Company Of America | South Portland | ME | 04/2020 | 09/2020 |
| Pruco Securities, Llc. | Dover | NH | 04/2020 | 11/2024 |
| Prudential Insurance Company Of America | Dover | NH | 04/2020 | Present |
| Lpl Enterprise, Llc | Dover | NH | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-03 |
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