Ricky Joe Dover

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 06/2019
  Unemployed
  Atlanta, GA
• 10/2020 → 05/2021
  Western & Southern Life
  Peachtree Corners, GA
• 10/2020 → 05/2021
  W&S Brokerage Services, Inc.
  Peachtree Corners, GA
• 01/2018 → 03/2018
  Quadient (Formerly Neopost Usa Inc)
  Duluth, GA
• 07/2017 → 12/2017
  Unemployed
  Atlanta, GA
• 08/2016 → 06/2017
  Ameris Bank (Formerly Fidelity Bank)
  Atlanta, GA
• 06/2021 → 10/2022
  Empower Financial Services, Inc. / Empower Advisory Group, Llc
  Atlanta, GA
• 02/2023 → 05/2023
  Cetera Investment Services Llc
  Woodstock, GA
• 02/2023 → 05/2023
  Regions Bank
  Woodstock, GA
• 11/2022 → 01/2023
  Unemployed
  Atlanta, GA
• 05/2023 → 09/2023
  Unemployed
  Atlanta, GA
• 10/2023 → 11/2023
  Edward Jones
  Atlanta, GA
• 12/2023 → 04/2024
  Unemployed
  Atlanta, GA
• 05/2024 → 09/2024
  Vystar Credit Union / Vystar Investment Services
  Atlanta, GA
• 05/2024 → 09/2024
  Lpl Financial Llc
  Atlanta, GA
• 04/2025 → 07/2025
  J.P. Morgan Securities Llc
  Atlanta, GA
• 04/2025 → 07/2025
  Jpmorgan Chase Bank, N.A.
  Atlanta, GA
• 10/2024 → 03/2025
  Unemployed
  Atlanta, GA
• 07/2019 → 10/2019
  Edward Jones
  Atlanta, GA
• 10/2025 → Present
  J.P. Morgan Securities Llc
  Atlanta, GA
• 10/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Atlanta, GA
• 11/2019 → 09/2020
  Unemployed
  Atlanta, GA
• 08/2025 → 09/2025
  Unemployed
  Atlanta, GA

Previous Registrations

• 2025-04-16 → 2025-07-06
  J.P. Morgan Securities Llc
  Atlanta, GA
• 2024-05-23 → 2024-10-08
  Lpl Financial Llc
  Jacksonville, FL
  Suwanee, GA
  Stockbridge, GA
  Peachtree Corners, GA
  Smyrna, GA
  Marietta, GA
• 2023-02-27 → 2023-05-09
  Cetera Investment Advisers Llc
  Woodstock, GA
• 2021-06-22 → 2022-10-10
  Empower Advisory Group, Llc
  Atlanta, GA
  Greenwood Village, CO
• 2020-10-22 → 2021-06-08
  W&S Brokerage Services, Inc.
  Peachtree Corner, GA
• 2019-09-04 → 2019-10-22
  Edward Jones
  Atlanta, GA
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2019-08-31
• S63 Uniform Securities Agent State Law Examination
  2007-06-19

Other Names

• Ricky Joe Dover
• Ricky Dover
• Ricky J Dover