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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-02-04
  • PA RA
    APPROVED
    Since 2020-02-04

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Phoenixville, PA • United States

Lewes, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottsdale Securities Hartford CT 01/2000 02/2018
Td Ameritrade, Inc. Jenkintown PA 02/2018 09/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2019
Lincoln Investment Fort Washington PA 02/2020 Present
Unemployed Phoenixville PA 09/2019 02/2020
  • 01/2000 → 02/2018
    Scottsdale Securities
    Hartford, CT
  • 02/2018 → 09/2019
    Td Ameritrade, Inc.
    Jenkintown, PA
  • 02/2018 → 09/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 02/2020 → Present
    Fort Washington, PA
  • 09/2019 → 02/2020
    Unemployed
    Phoenixville, PA
Previous Registrations
  • 2018-02-27 → 2019-09-11
    Td Ameritrade, Inc.
    Jenkintown, PA
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Jenkintown, PA
  • 2017-02-14 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

STONEY CREEK HOMEBREWERS POSITION: Competition Director NATURE: Non-profit group of homebrewers INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2022 ADDRESS: Phoenixville, Phoenixville PA 19460, United States DESCRIPTION: Coordinate and run the annual competition the club hosts that is open to the public. I also coordinate and run the intra-club competitions that take place each month. TIFFANI A TODD CAMPAIGN POSITION: Treasurer NATURE: Administrator of bank account INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/18/2025 ADDRESS: 200 E Freedley St, Norristown PA 19041, United States DESCRIPTION: Tiffani is running to be Council member of Norristown Ward 3, an elected position. She is looking to set up a bank account to accept donations. My duties may include: opening and managing the accoundepositing receipts, recordkeeping, and filing reports.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-09
S63 Uniform Securities Agent State Law Examination 2000-06-17
  • S66 Uniform Combined State Law Examination
    2017-02-09
  • S63 Uniform Securities Agent State Law Examination
    2000-06-17
Other Names
  • Tony Sarracino

View on SEC IAPD

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