William Courtney Leffall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 10/2019
  Dimensional Fund Advisors
  Austin, TX
• 03/2021 → 04/2022
  Svb Wealth Advisory Inc.
  Dallas, TX
• 10/2019 → 03/2021
  Apex Clearing Corporation
  Dallas, TX
• 03/2022 → 04/2022
  Boston Private Wealth Llc
  Dallas, TX
• 04/2022 → 12/2023
  Svb Wealth Llc
  San Francisco, CA
• 04/2022 → 12/2023
  Svb Investment Services Inc
  San Francisco, CA
• 12/2023 → Present
  Lpl Financial
  Mckinney, TX

Previous Registrations

• 2022-03-04 → 2023-12-18
  Svb Wealth
  Richardson, TX
• 2021-03-17 → 2022-07-29
  Svb Investment Services Inc.
  Richardson, TX
  Dallas, TX
  Austin, TX
  Cottonwood Heights, UT
• 2014-12-23 → 2019-10-02
  Dimensional Fund Advisors Lp
  Austin, TX
  Charlotte, NC
• 2009-06-10 → 2013-04-18
  Usaa Financial Planning Services
  San Antonio, TX
  Dallas, TX
• 2008-03-12 → 2009-03-18
  Banc Of America Investment Services, Inc.
  Dallas, TX
• 2006-12-15 → 2008-02-28
  Ameriprise Financial Services, Llc
  Dallas, TX
  Southlake, TX

Other Businesses

1) 12/04/2023 - LX Parker Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2023 - 160 Hr/Mth 2) 01/04/2024 - LX Parker Productions - Other - Music Performance & Production - Musician and Producer - Not Investment Related - 701 Centennial Blvd, Richardson, TX 75081 - Start Date 02/01/2024 - 10 Hours Per Month/ 0 Hours During Trading 3) 01/04/2024 - LX Parker Ranch - Rep's Business - Rancher - Not Investment Related - 950 County Road 2290, Grapeland, TX - Start Date 02/01/2024 - 10 Hours Per Month/ 2 Hours During Trading 4) 05/23/2025 - LX Parker Insurance - Inv. Related - At Reported Business Location(s) - Insurance Agency - Start:07/01/2025 - 5 Hours Per Month/ 1 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2006-12-14

Designations

• Certified Financial Planner