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Stephen J. Fallon

Strategic Advisers LLC

Nashua, NH

Merrimack, NH

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-03-31
NH RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • MA RA
    APPROVED
    Since 2025-03-31
  • NH RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Nashua, NH • United States

One Spartan Way, Merrimack, NH 03054-4300 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown Investment Management Calabasas CA 02/2015 10/2016
Fidelity Brokerage Services Llc Merrimack NH 04/2017 Present
Unemployed Litchfield NH 10/2016 04/2017
Fidelity Investments Boston MA 03/2025 Present
  • 02/2015 → 10/2016
    Brown Investment Management
    Calabasas, CA
  • 04/2017 → Present
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 10/2016 → 04/2017
    Unemployed
    Litchfield, NH
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-09-14 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Merrimack, NH
  • 2015-05-12 → 2017-04-05
    Goto Financial
    Ventura, CA
  • 2015-04-04 → 2017-03-11
    Brown Investment Management
    Northridge, CA
Other Businesses

OBA-108172|OrgNmn:Esmeralda Books LLC|Org Addr:Nashua,New Hampsh,US|OBA Nature:Author-Books/Childrens Books/S|Invst Rel:N|Title:Sole Proprietor|Duties:Writing/graphic design and publishing books/stories digital and paperback|StrtDt:04-01-24|TotHrs/mon:20|TrdHrs/mon:0|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-05-22
S65 Uniform Investment Adviser Law Examination 2015-04-04
  • S63 Uniform Securities Agent State Law Examination
    2017-05-22
  • S65 Uniform Investment Adviser Law Examination
    2015-04-04
Other Names
  • Stephen J Fallon
  • Stephen James Fallon

View on SEC IAPD

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