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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-25 |
| MA | RA | APPROVED | 2026-02-11 |
| IA | RA | APPROVED | 2026-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities, Llc | Dorchester | MA | 09/2012 | 10/2017 |
| Santander Bank, Na | Boston | MA | 08/2012 | 10/2024 |
| Santander Securities, Llc | Dorchester | MA | 10/2017 | 10/2024 |
| Transamerica Financial Advisors | Quincy | MA | 01/2026 | Present |
| Wfgia | Quincy | MA | 01/2026 | Present |
| Unemployed | Quincy | MA | 10/2024 | 01/2026 |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-22 |
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