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Christopher Leonard Dardeau

LPl Financial LLC

Lafayette, LA

Abbeville, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2010-08-12
  • LA RA
    APPROVED
    Since 2010-08-12

Branch Locations

3911 Ambassador Caffery Pkwy, Lafayette, LA 70503 • United States

221 South State St, Abbeville, LA 70510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gulf Coast Bank Abbeville LA 03/1992 Present
Lpl Financial Lafayette LA 08/2010 Present
  • 03/1992 → Present
    Gulf Coast Bank
    Abbeville, LA
  • 08/2010 → Present
    Lpl Financial
    Lafayette, LA
Previous Registrations
  • 2008-01-30 → 2010-08-03
    Invest Financial Corporation
    Abbeville, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Erath, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Delcambre, LA
    Maurice, LA
    Appleton, WI
    Abbeville, LA
Other Businesses

(1) 10/21/2011- DBA ONLY, INVESTMENT SERVICES LOCATED AT GULF COAST BANK (2) 05/07/13 - GULF COAST BANK - BANK DUTIES - COMMERCIAL AND CONSUMER LOAN OFFICER WITH GULF COAST BANK. - 95% OF TIME SPENT - ABBEVILLE, LA. (3) 6/22/2017 - GULF COAST BANK - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 01/01/2013 - 1 Hour Per Month During Securities Trading - Notary Public, State of Louisiana. (4) 7/10/2017 - GULF COAST BANK - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 01/01/2010 - 1 Hour Per Month During Securities Trading - LICENSED LIFE INSURANCE AND FIXED ANNUITY AGENT, STATE OF LOUISIANA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-14
S65 Uniform Investment Adviser Law Examination 2010-11-09
  • S66 Uniform Combined State Law Examination
    2022-07-14
  • S65 Uniform Investment Adviser Law Examination
    2010-11-09
Other Names
  • Chris Dardeau

View on SEC IAPD

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