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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2010-08-12 |
Branch Locations
3911 Ambassador Caffery Pkwy, Lafayette, LA 70503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gulf Coast Bank | Abbeville | LA | 03/1992 | Present |
| Lpl Financial | Lafayette | LA | 08/2010 | Present |
(1) 10/21/2011- DBA ONLY, INVESTMENT SERVICES LOCATED AT GULF COAST BANK (2) 05/07/13 - GULF COAST BANK - BANK DUTIES - COMMERCIAL AND CONSUMER LOAN OFFICER WITH GULF COAST BANK. - 95% OF TIME SPENT - ABBEVILLE, LA. (3) 6/22/2017 - GULF COAST BANK - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 01/01/2013 - 1 Hour Per Month During Securities Trading - Notary Public, State of Louisiana. (4) 7/10/2017 - GULF COAST BANK - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 01/01/2010 - 1 Hour Per Month During Securities Trading - LICENSED LIFE INSURANCE AND FIXED ANNUITY AGENT, STATE OF LOUISIANA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-14 |
| S65 | Uniform Investment Adviser Law Examination | 2010-11-09 |
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