Joseph Austin Mccarthy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 01/2024
  Woodbury Financial Services, Inc
  St Louis, MO
• 01/2024 → Present
  Osaic Wealth, Inc.
  Chesterfield, MO

Previous Registrations

• 2012-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Chesterfield, MO
• 2006-11-22 → 2012-02-28
  Edward Jones
  St Louis, MO
  Troy, MO
  Lake St Louis, MO
  Winfield, MO

Other Businesses

1) CSE STRATEGY PARTNERS POSITION: Financial Advisor NATURE: Marketing DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2019 ADDRESS: 15450 South Outer Forty Road, Suite 250, Chesterfield MO 63017, United States DESCRIPTION: Meet with other Financial Advisors and work to gather shared business on the 401K side and share knowledge and expertise on unique financial cases. 2) SACRED HEART CATHOLIC CHURCH POSITION: Member NATURE: Member of Finance Committee INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1983 ADDRESS: 110 Thompson Drive, Troy MO 63379, United States DESCRIPTION: Serve as member of finance committee. Have no responsibility with banking account other than oversight.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-25

Other Names

• Mccarthy
• Joseph Mccarthy