Derrick Lee Dohmen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 06/2024
  Securities America, Inc
  Rogers, AR
• 09/2011 → 06/2024
  Securities America Advisors, Inc
  Rogers, AR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Rogers, AR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Rogers, AR

Previous Registrations

• 2011-09-01 → 2024-06-14
  Securities America Advisors, Inc.
  Rogers, AR
  Bentonville, AR
  Rogers, AR
• 2011-05-27 → 2011-09-15
  Lpl Financial Llc
  Rogers, AR
  Cabot, AR
  Rogers, AR
• 2006-11-24 → 2011-05-19
  Edward Jones
  St Louis, MO
  Rogers, AR

Other Businesses

1. DBA: Dohmen Investments & Financial Planning 2. DOHMEN INVESTMENTS & FINANCIAL PLANNING POSITION: Financial Advisor NATURE: DOHMEN INVESTMENTS &AMP - INSURANCE SALES - AGENT - START DATE: 05/2008 - LOCATED AT 6520 Hearth Falls Dr, Rogers, AR 72758 - TIME SPENT: 5% INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 05/01/2008 ADDRESS: 6520 Hearth Falls Dr, Rogers AR 72758, United States DESCRIPTION: Life insurance sales 3. DOHMEN INVESTMENTS & FINANCIAL PLANNING POSITION: Financial Advisor NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - START DATE: 09/2011 - LOCATED AT 6520 Hearth Falls Dr, Rogers, AR 72758 INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 09/01/2011 ADDRESS: 6520 Hearth Falls Dr, Rogers AR 72758, United States DESCRIPTION: Fee based business 4. IMMEDIATE IMPACT FUND POSITION: President NATURE: I will be starting a 501c3 and using my own money to fund churches outside of the USA that are in impoverished areas. I do not plan to advertise or seek outside donations. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 6520 Hearth Falls Dr, Rogers AR 72758, United States DESCRIPTION: Communicate with recipients of funds to determine specific needs and solutions.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-27

Other Names

• Derrick Dohmen