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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-08-27 |
| TX | RA | APPROVED | 2021-08-27 |
Branch Locations
2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lawton | OK | 11/2010 | 08/2021 |
| Bank Of America, N.A. | Lawton | OK | 01/2011 | 08/2021 |
| Morgan Stanley | Tulsa | OK | 08/2021 | Present |
I*94149 For profit or not for profit: For-Profit Organization Name of outside business organization: Midwest Marketplace OKC Investment related: N Address of business: Oklahoma City, Oklahoma 73170 Nature of business: S-Corp, Position, title, association: Owner, Start date of relationship: 5/2/2016 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Selling products on Amazon through FBA, this is sole ran by my wife. I have no responsibilities or task related to this business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-12 |
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