Michael Parnes

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → Present
  Rental Property
  Rockville Centre, NY
• 07/2001 → Present
  Michaal H Parnes, Cpa
  New Hyde Park, NY
• 08/2006 → 09/2025
  Avantax Investment Services, Inc.
  New Hyde Park, NY
• 08/2008 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  New Hyde Park, NY
• 08/2008 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  New Hyde Park, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  New Hyde Park, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-21 → 2025-09-05
  Avantax Advisory Services
  New Hyde Park, NY

Other Businesses

1) Michael H. Parnes~'NIR'~5 Michael Lane New Hyde Park~NY~11040~Other~Insurance Sales Agent~8/1/2009~3hrs~3hrs~(Insurance) Health 2) Michael H Parnes, CPA~'NIR'~5 Michael Lane~New Hyde Park~NY~11040~Tax Preparation/Accounting Owner/Sole Proprietor~7/1/1993~100hrs~75hrs~Accounting and tax preparation 3) Rental Property~'NIR'~11 Vincent Street~Rockville Centre~NY~11570~Real Estate/Mortgage/Title Services/Appraisal~Owner/Sole Proprietor~3/1/1999~4hrs~0hrs~Collect rent and manage property 4) MUTTON & MITTEN LLC POSITION: Owner NATURE: It is a single member LLC as a disregarded entity. It was set up for a self-directed Roth IRA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2022 ADDRESS: 5 Michael Ln, New Hyde Park NY 11040, United States DESCRIPTION: Self-directed Roth IRA

Exams

• S66 Uniform Combined State Law Examination
  2006-12-27

Designations

• Personal Financial Specialist