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Chad E Goodman

LPl Financial LLC

Bowling Green, KY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2010-11-22
  • KY RA
    APPROVED
    Since 2010-11-22

Branch Locations

1733 Campus Plaza Ct Ste 11A, Bowling Green, KY 42101-7901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bowling Green KY 11/2010 Present
Previous Registrations
  • 2006-11-16 → 2010-11-23
    Edward Jones
    St Louis, MO
    Bowling Green, KY
    Bowling Green, KY
Other Businesses

1. 11/05/2010 - Saint Joseph Midle School - NOT INV REL - Coach/Sports - 6% TIME SPENT - Basketball Coach 2. 12/15/2010 - Goodman Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 01/22/2016 - Chad E Goodman Accounting, LLC - INV REL - 1733 Campus Plaza Court, STE 11A - Tax Prep/Accounting/CPA - START 01/01/2016 - 80 HOURS PER MONTH, 40 DURING TRADING - President owner/Chad E Goodman Accounting LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-25
  • S66 Uniform Combined State Law Examination
    2006-10-25
Designations

View on SEC IAPD

Other Firms

U.S. BANCORP ADVISORS, LLC
EDWARD JONES
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ROBERT W. BAIRD & CO. INCORPORATED
AEGIS CAPITAL CORP.

Other Investors

Evonda Gail Sowders
Regina Gail Parsley-Byrd
Ann Page Beard
Kendall McClenny Roper
Caleb Eugene Meade
TINA KAY TAYLOR
JOHN ANDREW MARTIN
DEREK WAYNE HULL

Other Offices

U.S. BANCORP ADVISORS, LLC · Bowling Green, KY
EDWARD JONES · BOWLING GREEN, KY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · BOWLING GREEN, KY
LPL FINANCIAL LLC · BOWLING GREEN, KY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · BOWLING GREEN, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BOWLING GREEN, KY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BOWLING GREEN, KY
ROBERT W. BAIRD & CO. INCORPORATED · Bowling Green - Park Plaza, KY

More in Bowling Green, KY

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