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Jason A Rozenboom

Edward Jones

Pella, IA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-09
IA RA APPROVED 2018-05-18
  • TX RA
    APPROVED
    Since 2019-01-09
  • IA RA
    APPROVED
    Since 2018-05-18

Branch Locations

702 Liberty St, Pella, IA 50219-1746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Pella IA 11/2015 05/2018
Raymond James Financial Services Advisors Inc. Pella IA 11/2015 05/2018
Marion County Bank Pella IA 12/2014 05/2018
Edward Jones St Louis MO 05/2018 Present
Previous Registrations
  • 2015-11-10 → 2018-05-18
    Raymond James Financial Services Advisors, Inc
    Pella, IA
  • 2014-12-01 → 2015-11-09
    Investment Advisors Corp
    Pella, IA
  • 2012-10-11 → 2012-12-31
    Investment Advisors Corp
    Pella, IA
  • 2006-09-25 → 2011-08-05
    Investment Advisors Corp
    Pella, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-20
  • S66 Uniform Combined State Law Examination
    2006-09-20
Designations
Other Names
  • Jason Alan Rozenboom

View on SEC IAPD

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RIA ADVISORY GROUP, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EAGLE STRATEGIES LLC
CWM, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
INTELLICENTS INVESTMENT SOLUTIONS INC

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Wendy Sue Albers
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WENDY LYNN SIMS
John Mark Krogstad
Zach Veenstra
REID CHRISTOPHER EVANS

Other Offices

EDWARD JONES · PELLA, IA
AVANTAX PLANNING PARTNERS, INC. · Pella, IA
EDWARD JONES · PELLA, IA
RIA ADVISORY GROUP, LLC · Pella, IA
AMERIPRISE FINANCIAL SERVICES, LLC · Pella, IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Pella, IA
EAGLE STRATEGIES LLC · PELLA, IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Pella, IA

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