Jonathan David Swart

Current Employers

Employment History

• 06/2014 → 09/2023
  Edward Jones
  St Louis, MO
• 09/2023 → Present
  Raymond James Financial Services, Inc.
  Wilmington, NC
• 09/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Wilmington, NC
• 09/2023 → Present
  Tof 2023 Llc
  Wilmington, NC

Previous Registrations

• 2014-10-06 → 2023-09-11
  Edward Jones
  St Louis, MO
  Wilmington, NC
• 2006-11-15 → 2008-02-21
  Edward Jones
  St Louis, MO
  Raleigh, NC

Other Businesses

(1)Name of Business: Four Corners Advisor Group Address: 1508 Military Cutoff Rd Ste 102, Wilmington, NC, 28403-5730, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 09/07/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Group of advisors with RJ. We each have satellite offices as part of the group. (2)Name of Business: Swart Financial Parters, LLC Address: 1508 Military Cutoff Rd Ste 102, Wilmington, NC, 28403-5730, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/07/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA name with Raymond James (3)Name of Business: Swart Holdings LLC Address: 6708 Carmel Trail, Wilmington, NC, 28411, United States Activity Type: Rental Real Estate Position/Title: Officer - Secretary, Owner/Proprietor Investment Related: Yes Start Date: 06/25/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Holding company for an office I own that is currently being rented out. Recently asked to be on the board as the Secretary. I accepted. Responsibility is to keep notes of meetings and work with property manager on communication to unit owners. (4)Name of Business: TOF 2023 LLC Address: 1508 Military Cutoff Rd Ste 305, Wilmington, NC, 28403-5730, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 09/07/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Financial Advisor. This is a holding LLC for our lease that is split between myself and Stephen Batts. We only pay overhead office expenses through this LLC (5)Name of Business: Wrightsville United Methodist Church Address: 4 Live Oak Dr, Wrightsville Beach, NC, 28480, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 09/23/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board member for Finance Committee.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-08

Other Names

• Jonathan D Capps
• Jonathan David Capps
• Jd Swart