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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2009-09-09
  • SD RA
    APPROVED
    Since 2009-09-09

Branch Locations

2307 W 57Th St Ste 200, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc. Sioux Falls SD 09/2006 Present
Robert Lowrey Sioux Falls SD 01/2007 10/2016
Chris Schenkel Sioux Falls SD 11/2016 Present
Other Businesses

1. PRINT ADS, OVERVIEW LOCATION SCOUTS, 46931 274TH ST, LENNOX, , SOUTH DAKOTA, 57039, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 12/7/2011, HOURS PER MONTH: 0-5, MODELING/ACTING IN ADS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-05
S63 Uniform Securities Agent State Law Examination 2006-10-30
  • S65 Uniform Investment Adviser Law Examination
    2009-09-05
  • S63 Uniform Securities Agent State Law Examination
    2006-10-30
Other Names
  • Heather Ann Obr
  • Heather Katz
  • Heather A Katz

View on SEC IAPD

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