Holly Amber Hatfield

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 05/2020
  Edelman Financial Engines
  Alexandria, VA
• 05/2020 → 02/2022
  L3 Advisory Llc
  Bethesda, MD
• 05/2020 → 02/2022
  Guardian Life Insurance Company
  Chevy Chase, MD
• 06/2020 → 02/2022
  Park Avenue Securities Llc
  Chevy Chase, MD
• 03/2022 → Present
  Massmutual Life Insurance Co
  Lexington, KY
• 03/2022 → Present
  Mml Investors Services, Llc
  Lexington, KY
• 04/2016 → 10/2018
  Ef Legacy Securities, Llc
  Alexandria, VA

Previous Registrations

• 2022-01-05 → 2022-03-03
  Park Avenue Securities Llc
  Chevy Chase, MD
• 2021-01-07 → 2021-12-31
  Park Avenue Securities Llc
  Chevy Chase, MD
• 2010-07-27 → 2010-09-07
  Chase Investment Services Corp.
  Lexington, KY
  Lexington, KY
  Lexington, KY
• 2008-01-15 → 2009-01-08
  Strategic Advisers Llc
  Jacksonville, FL

Other Businesses

1)NAME: HATFIELD ENTERPRISES, LLC, DBA Codell Homes , INV REL:Y ADDR: 330 CODELL DR, LEXINGTON KY 40509, NATURE: RENTAL PROPERTY, POSITION:OWNER START: 12/01/2023, NO HR/MO: 2 NO HR/MO DUR TRADING:0 DUTIES:COLLECT RENT, FACILITATE MAINTENANCE REQUESTS.

Exams

• S66 Uniform Combined State Law Examination
  2020-12-21
• S63 Uniform Securities Agent State Law Examination
  2006-10-02

Other Names

• Holly Amber Hatfield
• Holli Amber Hatfield
• Holli Hatfield Sauka
• Holly Hatfield Sauka