Kristen Elizondo Rainone

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 01/2018
  Td Ameritrade
  Fort Worth, TX
• 01/2018 → Present
  Cadwell Wealth Asset Management, Llc
  Celebration, FL
• 02/2018 → 07/2018
  Lpl Financial Llc
  Celebration, FL
• 07/2018 → Present
  Cwm, Llc
  Omaha, NE
• 07/2018 → 12/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2018 → Present
  Carson Wealth
  Orlando, FL

Previous Registrations

• 2018-05-29 → 2018-11-26
  Cadwell Wealth Asset Management, Llc
  Celebration, FL
• 2014-01-24 → 2015-10-20
  Td Ameritrade, Inc.
  Westlake, TX
• 2014-01-24 → 2015-10-20
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX
• 2010-03-10 → 2013-03-19
  Charles Schwab & Co., Inc.
  Southlake, TX
• 2008-03-04 → 2010-01-05
  Strategic Advisers Llc
  Westlake, TX

Other Businesses

NAME OF BUSINESS: N/A NATURE: Notary START: 02/01/2018 POSITION: Notary APPX. HRS/MONTH: 1 APPX HRS/MONTH DURING TRADING HOURS: 100 DUTIES: Notarize documents

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-05-24
• S66 Uniform Combined State Law Examination
  2008-03-03
• S63 Uniform Securities Agent State Law Examination
  2007-04-10

Other Names

• Kristen Elizondo
• Kristen Rainone
• Kristen Casi Elizondo
• Kristen Casi Rainone